Tags › SEC
August 17, 2021

Anil Vazirani Scottsdale Investment Advisor shares TIAA-CREF Fined $97 Million for Conflict of Interest Violations
March 24, 2021

Anil Vazirani Scottsdale Investment Advisor shares SEC Charges Unregistered Brokers Who Sold Equialt Securities to Retail Investors
November 17, 2020

Anil Vazirani Scottsdale Investment Advisor shares SEC charges ex-Wells Fargo execs with misleading investors
July 29, 2020

Anil Vazirani Scottsdale Investment Advisor shares DLA Piper, Fox Rothschild Sued Over Alleged Ponzi Ties
July 24, 2020

Anil Vazirani Scottsdale Investment Advisor shares UBS Settles with SEC for $10 Million Over Municipal Bond ‘Flipping’
November 13, 2019

Anil Vazirani, Scottsdale Investment Advisor, shares Billionaire Ken Fisher draws scrutiny from Federal regulators
November 11, 2019

Anil Vazirani, Scottsdale Investment Advisor, shares Raymond James agreed to pay $15+ million to settle SEC allegations it collected excess commissions
August 27, 2018

Anthony Laurita letter to AZ Attorney General, AZ Reps, AZ Governor Doug Ducey, AZ Senator, AZ Corporation Comm, AZ Dept of Ins., SEC, FINRA re: Nationwide New Heights Index Annuity
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